WISP & Compliance Services for Accounting and Financial Firms
Simplify Compliance. Protect Your Data. Stay Audit-Ready—Without the Tech Talk.
For accounting and financial firms, compliance isn’t optional. Whether you’re working toward NIST alignment, preparing for an audit, or simply want to know your client data is protected, having a clear plan matters.
But here’s the problem:
Most business owners aren’t sure what’s really required—and too many IT providers explain compliance in a way that only makes it more confusing.
At ABL Computers, we believe compliance doesn’t have to be complicated. Our approach is calm, clear, and focused on giving you the confidence that your systems, policies, and data protection strategies are exactly where they should be.
What Is a WISP—and Why Does Your Firm Need One?
A Written Information Security Program (WISP) is the foundation of your IT compliance strategy.
It’s a formal document that outlines:
- How your firm protects sensitive data
- Who is responsible for managing security and compliance tasks
- What happens in the event of a breach or incident
- How your policies are reviewed, updated, and enforced
Whether required by law (as in many financial industries) or simply part of best practices, a WISP helps your firm:
- Demonstrate compliance to regulators and clients
- Reduce the risk of data breaches and penalties
- Build a culture of accountability and security across your team
If your WISP is outdated—or missing entirely—you’re not alone. Many firms either rely on a generic template or aren’t sure if their plan reflects how they actually operate today.
We’re here to change that.
How ABL Makes Compliance Simple and Manageable
Our goal is to make compliance approachable, not overwhelming. We work closely with your firm to:
- Develop or review your WISP (no cookie-cutter templates—real, customized documentation)
- Ensure your policies align with your current systems and operations
- Support your compliance with frameworks like NIST, GLBA, or other financial standards
- Provide the backup, disaster recovery, and security tools your WISP should include
- Prepare you for audits, exams, or client reviews with confidence
The result? A compliance plan that feels manageable, clear, and actionable—not a stack of policies collecting dust.
Why Compliance Is More Than Just Paperwork
Real compliance isn’t about having a document sitting on a shelf.
It’s about making sure your business is protected where it matters most:
- Preventing data loss
- Reducing the risk of ransomware and breaches
- Educating your staff on security best practices
- Being ready to show clients, regulators, and auditors that you’re doing things right
At ABL, we combine policy, technology, and proactive support so compliance isn’t just a checkbox—it’s part of how your business operates every day.
Our Compliance Support Services Include:
- WISP development, customization, and annual review
- Audit preparation and documentation assistance
- Risk assessments and vulnerability scans
- Backup verification and disaster recovery planning
- Security awareness training for your team
- Ongoing compliance check-ins and policy updates
We explain every step in plain English—because knowing where you stand shouldn’t require a translator.
Signs Your Firm May Have Compliance Gaps:
- You’re not sure if you have a WISP—or if it’s current
- Your backup strategy hasn’t been tested or documented
- Your IT provider “fixes problems” but doesn’t talk about compliance
- Your team hasn’t been trained on cybersecurity basics
- You feel unsure about how you’d handle an audit or regulator’s request
If any of these sound familiar, we can help.
Why Firms Trust ABL for Compliance Support
We speak human—not tech.
Our clients appreciate that we explain things clearly, without the jargon.
We know your industry
We understand what accounting and financial firms need to stay protected and compliant.
We’re proactive, not reactive.
Our process helps prevent compliance issues—before they become problems.
We’re here for the long haul
Like any great relationship, trust builds over time. Our goal is to become your go-to partner for clarity, security, and peace of mind.
Ready to Simplify Your Compliance?
If you’re unsure where your WISP stands—or if your current compliance plan feels like guesswork—we’d love to help.
Schedule your free 15-minute Tech Check-In today.
We’ll walk through your current setup, identify any gaps, and help you understand your next steps—calmly, clearly, and confidently.
Related Resources
The Calm Business Owner’s Guide to IT Compliance
What Is a WISP? The Beginner’s Guide for Financial Firms
